Banking & Capital Markets Companion 3/e | Paul & Montagu | Taylor & F

Book

Banking & Capital Markets Companion 3/e

TABLE OF CONTENTS

chapter 1|1 pages

Debt Finance

This chapter examines:

chapter |2 pages

A Introduction

chapter |2 pages

B Debt finance

chapter IV|1 pages

Different forms of debt

chapter C|1 pages

C Documentation

chapter II|1 pages

Documentary principles

chapter III|2 pages

Risk

chapter |1 pages

D Financial requirements and funding

chapter II|3 pages

Working capital funding

chapter III|4 pages

Capital expenditure funding

chapter |2 pages

E Commitment and recourse

chapter III|1 pages

Recourse, limited recourse and non-recourse

chapter |3 pages

F Accounts

chapter II|2 pages

Balance sheet / profit and loss account A. Non- bank balance sheet

chapter |1 pages

B. Non- bank profit and loss account

chapter C|2 pages

Bank balance sheet

chapter |1 pages

B. Bank profit and loss account

chapter III|2 pages

Introduction to accounting standards

chapter IV|1 pages

Accounting treatment of debt

chapter V|4 pages

Recognition for accounting purposes

chapter VI|2 pages

Interpretation of accounts

chapter |1 pages

B. Financial risk

chapter C|1 pages

Cashflow

chapter |1 pages

G The rest of this book

chapter 2|1 pages

Lending

This chapter examines:

chapter |2 pages

A Banking business

chapter III|1 pages

Deposit taking business

chapter |1 pages

B Supervision and capital adequacy

chapter II|3 pages

Adequate capital A. The need for adequate capital

chapter C|1 pages

The cost of adequate capital

chapter V|1 pages

Adequate systems

chapter C|3 pages

C Funding and pricing

chapter III|3 pages

Pricing

chapter |3 pages

D Structure and risk analysis

chapter III|1 pages

Terms sheet

chapter IV|3 pages

Drafting, negotiating and signing the loan agreement

chapter |3 pages

E Loan agreement

arrangements

chapter III|1 pages

Repayment

chapter IV|1 pages

Interest and other costs

chapter V|3 pages

Additional payment obligations

chapter VI|2 pages

Representations

chapter VII|7 pages

Undertakings

chapter VIII|4 pages

Events of default

chapter X|4 pages

Syndication arrangements

chapter XI|3 pages

Administration

chapter XII|3 pages

Governing law and jurisdiction A. Governing law

chapter |3 pages

B. Jurisdiction

chapter |3 pages

Index of provisions in LMA Agreement

chapter |1 pages

G Secondary debt

chapter II|1 pages

Novation

chapter III|2 pages

Assignment

chapter IV|2 pages

Sub-participation

chapter 3|1 pages

Capital Markets

This chapter examines:

chapter |2 pages

A Bond issue process

chapter II|9 pages

Parties

chapter III|1 pages

Timetable

chapter IV|3 pages

Pre-launch and launch

chapter V|3 pages

Selling A. Selling period

chapter C|4 pages

Selling restrictions

chapter VI|1 pages

Signing

chapter VII|3 pages

Bond closing

chapter |1 pages

PRE-CLOSING

LEAD MANAGER (‘LM’) SUBSCRIBERS

chapter |4 pages

B Bond documentation

chapter II|8 pages

The bonds

chapter III|2 pages

Subscription Agreement

chapter IV|2 pages

Trust Deed

chapter V|2 pages

Paying agency agreement

chapter VIII|3 pages

Closing documents

chapter IX|4 pages

Paperless market

chapter C|4 pages

C Other debt instruments

chapter II|1 pages

Commercial paper

chapter III|4 pages

MTNs and other securities

chapter V|3 pages

Acceptance credits

chapter VI|1 pages

Funding role

chapter 4|1 pages

Opinions

This chapter examines: Opinions 176

chapter |1 pages

A Opinions

chapter II|9 pages

Liability

chapter V|1 pages

Receiving opinions

chapter 5|1 pages

Collateral and Guarantees

This chapter examines:

chapter |6 pages

A Collateral

chapter III|9 pages

Risks

chapter IV|2 pages

Assets A. Land

chapter |3 pages

B. Shares

chapter C|4 pages

Goods

chapter |1 pages

D. Marketable securities and negotiable instruments

chapter |2 pages

G. Book debts

chapter |2 pages

H. Bank deposits

chapter I|1 pages

Benefit of a contract

chapter V|5 pages

Form of debenture

chapter VI|7 pages

Registration

chapter |4 pages

B Guarantees

(standby letters of credit and performance bonds)

chapter II|2 pages

Indemnities

chapter IV|3 pages

Comfort letters

chapter 6|1 pages

Swaps

This chapter examines:

chapter |1 pages

A Products

chapter II|2 pages

Growth

chapter III|1 pages

Product categories

chapter |1 pages

B Nature

chapter II|1 pages

Options

chapter IV|2 pages

Swap transaction

chapter C|1 pages

Differentiation

chapter |1 pages

D Netting and set-off

chapter II|1 pages

Set-off

chapter III|4 pages

Contractual close-out netting

chapter |7 pages

D Documentation

chapter |2 pages

E Documentary principles

conditions precedent

chapter III|1 pages

Netting

chapter V|4 pages

Termination events

chapter 7|1 pages

Securitisation

This chapter examines:

chapter |1 pages

A Introduction

chapter II|1 pages

The assets

chapter |1 pages

B Structure

chapter II|1 pages

Parties

chapter III|3 pages

Sale

chapter IV|2 pages

Key features

chapter V|1 pages

Collateral

chapter VII|1 pages

Administration and servicing

chapter C|2 pages

Risks and benefits

chapter II|6 pages

Benefits

chapter II|3 pages

Income tax

chapter IV|3 pages

Relief for foreign tax

chapter IV|10 pages

Controlled foreign companies (‘CFCs’)

chapter II|6 pages

Loss relief / R&D tax credits / corporate venturing

chapter VI|13 pages

Payment of corporation tax

chapter III|5 pages

Withholding (UK source interest)

chapter IV|4 pages

Information reporting

chapter V|2 pages

Tax assessable on a security trustee

chapter II|2 pages

Taxation of a ‘close company’ and its participators

chapter |7 pages

B. ‘Close investment holding companies’

chapter III|9 pages

Transfer of capital assets

chapter II|2 pages

VAT and land: the option to tax

chapter IV|1 pages

VAT groups

chapter V|2 pages

Transfer of a business as a going concern (‘TOGC’)

chapter C|6 pages

Is there ‘stampable consideration’?

chapter |1 pages

B. Bearer instrument

chapter C|1 pages

‘Exempt’ loan capital (exempt from all stamp duties)

chapter II|3 pages

Collection and penalties

chapter II|2 pages

The principal charge

chapter III|10 pages

Depositary receipt charge / clearance service charge A. Depositary receipt charge

chapter II|3 pages

The underlying assets

chapter IV|1 pages

The issue notes

chapter V|2 pages

Some other considerations

chapter |1 pages

Appendix and Index

chapter |1 pages

A Further reading