ABSTRACT

Nonlinear optical effects in silicon nanocrystal structures and their

device applications are receiving widespread attention. The reason

is that the optical nonlinearities of the nanocrystals are much

greater than in bulk silicon, and it is feasible to engineer the

nonlinear optical response of nanocrystal structures by controlling

the size, shape, and orientation of the nanocrystals. Exploiting

these effects will require an understanding of the fundamental

physics behind the associated nonlinear propagation, and accurate

prediction of propagation outcomes through numerical simulations.

Since numerically solving Maxwell equations for structures con-

taining hundreds of thousands of nanocrystals is not practicable,

one must resort to semi-analytical theories that deal with effective

(homogenized) macroscopic parameters of the structures. This

chapter reviews a unified theoretical approach to the modeling

of nonlinear optical phenomena in silicon nanocrystal structures,

based on the effective-medium approximation and the slowly varying amplitude approximation.