ABSTRACT

Silicon nanocrystals (Si-nc) embedded in silica films are studied

by optical spectroscopy and a number of other methods. Spectral

filtering of photoluminescence by silica films containing Si-nc is

described and used to measure the optical properties of the film

material. In particular, optical birefringence is found for some

samples and connected with the nonspherical shape of Si-nc. The

correlations between the optical and structural properties suggest

the photoluminescencemechanism involving oxygen-related defects

or ultrasmall Si grains. The effect of continuous-wave laser annealing

on structural and optical properties of free-standing silica films

containing Si-nc is described in detail. The results obtained show

very efficient Si-SiO2 phase separation by laser annealing, which

leads to the formation of large Si-nc (∼100 nm in diameter) and strongly increases the Raman scattering of these films due to

the resonance size effect. Compressive stress of the large Si-nc

evidenced by Raman spectroscopy is produced due to Si melting

by laser light, and this stress can be reduced by laser annealing at

lower temperatures. The compressive stress is not observed for Si-

nc located near the film surface, which is explained by nano-eruption

of Si pressurized at the solidification stage.