ABSTRACT

In this chapter, we put on a rigorous basis the concept of electronic

band structure E (k) in semiconductor nanocrystals. We show that, down to a certain limit, this concept has still reasonable

meaning, even if the band structure becomes gradually “fuzzy” and

minigaps appear within the allowed energy bands with decreasing

nanocrystal size. We introduce a general computational method

which allows the reconstruction of a fuzzy electronic band structure

of nanocrystals from ordinary real-space molecular orbitals. The

nanocrystals basically remember the basic features of their “parent”

bulk material. In particular, we demonstrate that hydrogen-capped

silicon nanocrystals, fully relaxed geometrically and electronically,

retain the indirect-bandgap structure down to≤2 nm. Moreover, we reveal, both computationally and experimentally, that mechanical

(tensile) strain applied to the Si nanocrystals via proper surface

capping makes these nanocrystals a direct-bandgap material,

putting themon a parwith standard direct-bandgap semiconductors

like GaAs.