ABSTRACT

Introduction In­mid-­October­ 2001,­ during­ a­ routine­ patrol­ of­ the­waters­ close­ to­Ashmore­ Reef,­an­island­off­Australia’s­northern­coast,­the­Australian­Navy­intercepted­a­ vessel­ carrying­ an­ estimated­ 100­ people.­The­ vessel,­ known­ officially­ only­ as­ SIEV­(suspected­ illegal­entry­vessel)­5,­was­held­offshore­ for­five­days­before­ being­escorted­back­into­Indonesian­territorial­waters.­As­for­what­occurred­after­ that,­the­Australian­government­denies­having­any­knowledge­of­what­happened,­ either­ to­ the­ vessel,­ or­ to­ those­ on­ board.­ It­ is­ likely­ that­ SIEV­ 5­ returned­ to­ Indonesia­and­made­landfall­somewhere­on­West­Papua­(Howard­2003:­41). ­ The­story­of­SIEV­5­ is,­ in­many­respects,­unremarkable­and­ it­went­ largely­ unreported­in­the­Australian­and­international­media,­concerned­as­they­were­at­ the­time­with­the­then­recent­events­of­11­September­2001.­The­story­of­SIEV­5­ is,­ however,­worth­ recounting­ because,­ in­ its­ apparent­ simplicity,­ it­ illustrates­ many­ of­ the­ points­ that­ I­ will­ make­ below­ concerning­ the­ consequences­ of­ counter-­trafficking­and­counter-­smuggling­operations. ­ First,­it­is­impossible­to­know­who­exactly­was­on­board.­Were­they­asylum­ seekers,­ trafficked­persons,­economic­migrants,­ terrorists,­or­some­combination­ of­the­above?­Second,­it­is­impossible­to­know­what­the­consequences­of­SIEV­5 being­ sent­ back­ towards­ Indonesia­ actually­ were:­ did­ those­ on­ board­ return­ home,­were­they­persecuted­on­arrival­there,­did­the­boat­sink,­did­they­remain­ in­ Indonesia,­ did­ they­ live­ happily­ ever­ after?­ The­ Australian­ government­ claimed­not­to­know.­All­that­is­clear­is­that­they­were­some­of­the­many­thousands­of­people­ smuggled­or­ trafficked­across­ international­borders­every­year­ and­ that­ what­ happened­ to­ them­ was­ a­ consequence­ of­ Australian­ action­ to­ protect­its­northern­border. ­ Two­points­ are­ important­here.­First,­ to­ state­ that­ a­ consequence­was­unintended­ is­ to­ state­ only­ that­ the­ end­ result­was­ not­ the­ express­ purpose­ of­ the­ action.­It­does­not­mean,­however,­that­the­result­is­unfavorable­or­undesirable.­ Taking­ the­position­of­ the­Australian­government,­ if­we­assume­for­a­moment­ that­those­on­board­SIEV­5 were­refugees,­preventing­them­from­accessing­Australia’s­protection­regime­was­perhaps­a­desirable­consequence­(given­the­anti-­ asylum­seeker­rhetoric­of­the­government­of­the­day).­If­they­ended­up­accessing­

protection­in­a­third­country,­that­too­was­probably­a­desirable­outcome.­If­they­ were­returned­home­and­persecuted,­that­was­certainly­a­negative­consequence.­ Other­eventualities­might­have­been­viewed­as­completely­neutral. ­ The­second­key­point­ is­ that,­while­we­can­speculate,­as­ I­have­done­ in­ the­ paragraph­ above,­ intention­ is,­ in­ practice,­ almost­ impossible­ to­ ascribe.­ Discourse­analysis­is­one­possible­solution­to­the­problem­but­here­the­researcher­is­ presented­with­a­number­of­competing­claims­regarding­the­goals­and­intention­ of­a­specific­policy,­and­establishing­a­hierarchy­of­such­claims­is­an­ultimately­ futile­exercise.­One­may­also­look­for­the­origins­of­specific­policies,­in­policy­ papers,­ in­ agreements­ or­ in­ legislation.­ But­ here­ one­ finds­ a­ chicken­ and­ egg­ problem.­If­counter-­trafficking­measure­A­is­mandated­by­an­international­agreement,­ having­ appeared­ a­ year­ earlier­ in­white­ paper­C­ on­ preventing­ undocumented­ migrants,­ and­ finally­ made­ law­ by­ legislation­ B,­ how­ then­ is­ one­ to­ classify­it?­And­how­are­we­to­define­its­intentions? ­ Because­ of­ these­ difficulties,­ I­ largely­ bracket­ the­ issue­ of­ intention.­ “Side­ effect”­may­be­a­better­term­but­for­convenience­and,­because­“side­effect”­is­a­ term­with­ problems­of­ its­ own,­ I­ continue­ to­ use­ the­ phrase­ “unintended­ consequence”­in­the­text­that­follows.­The­two­points­above,­however,­must­remain­ constant­caveats. ­ In­the­first­section­below,­I­suggest­that­the­path­dependency­engendered­by­ the­security­focus­of­counter-­smuggling­and­counter-­trafficking­regimes­has­led­ to­unintended­consequences­for­a­number­of­different­categories­of­migrants.­I­ suggest­that­the­identity­of­those­aboard­SIEV­5­was­of­little­concern­to­the­Australian­ authorities­ because­ the­ security­ frame­ governing­ their­ actions­ allowed­ little­ or­ no­ room­ for­ the­ consideration­ of­ consequences­ in­ other­ arenas:­ for­ human­ rights,­ for­ refugees,­or­ for­ labor,­ to­name­ just­a­ few.­ I­ suggest­ that­ the­ security­ frame­ chosen­ for­ the­ governance­ of­ counter-­smuggling­ and­ counter-­ trafficking­regimes­has­acted­almost­as­a­set­of­blinkers.­These­blinkers­not­only­ make­consequences­in­other­arenas­more­or­less­inevitable,­but­also­make­governments­largely­blind­to­them­or,­at­the­very­least,­unconcerned­with­how­they­ play­out. ­ Talking­about­the­negative­consequences­of­migration­management­policies­for­ refugees­ and­ asylum­seekers,­Guy­Goodwin-­Gill­ has­ argued­ that­ “certain­ actors­ adapt­the­rules­in­an­instrumentalist­approach­more­inclined­to­promote­short-­term­ political­goals­over­long-­term­social­objectives”­(Goodwin-­Gill­1996:­1).­I­suggest­ here­ that­ the­division­ is­much­deeper­ than­a­ simple­cleavage­between­short­ and­ long-­term­objectives.­I­argue­that­by­choosing­a­security­frame­through­which­to­ view­counter-­trafficking­and­smuggling­activities,­both­short­and­long-­term­social­ objectives­–­such­as­the­promotion­and­protection­of­human­rights­or­the­protection­ of­migrant­workers­ –­ have­ been­ largely­ excluded­ from­all­ but­ a­ discursive­ role. ­ In­the­second­section­of­this­chapter,­I­look­in­detail­at­specific­consequences­ of­ counter-­trafficking­ and­ counter-­smuggling­ operations.­ Here,­ however,­ it­ is­ worth­making­a­further­caveat­regarding­the­limits­of­analysis.­The­US­Government­Accountability­Office­(GAO)­argued­in­2006­that­

There­is­little­or­no­evidence­to­indicate­the­extent­to­which­different­types­ of­efforts­–­such­as­prosecuting­traffickers,­abolishing­prostitution,­increasing­viable­ economic­opportunities,­or­ sheltering­or­ reintegrating­victims­–­ impact­ the­ level­ of­ trafficking­ or­ the­ extent­ to­which­ rescued­ victims­ are­ being­re-­trafficked.