ABSTRACT

The design, construction, and commissioning of a new

facility for the pharmaceutical industry is a complex

process that involves the interaction of a wide variety of

engineering, process and QA, and control disciplines and

may proceed through a series of different phases from a

conceptual, feasibility study, through to the final detailed

design, construction, commissioning, and final site vali-

dation activities. The FDA’s risk-based approach to GMPs

for the 21st century has changed the industry’s perspec-

tive to validation and qualification. This new initiative

allows the facility designer, constructor and commis-

sioning group to take a risk-based approach to the

qualification of facility and equipment. The basic require-

ments for validation of facilities and equipment are

defined in both the European community’s Guide to

Good Manufacturing Practice Vol. IV (Medical Products)

and the United States’s GMPs CFR Title 21 (1,2). These

documents clearly define the need for a whole system

that is based on QA. This is essential for pharmaceutical

companies to ensure that products meet their quality and

marketing authorization requirements. cGMP is a key

element of an overall QA system and GMP extends

through people, production, premises, and equipment.

Both the U.S. GMP and the EC Guide emphasize that

premises and equipment should be designed to be

appropriate and fit for the purpose. Interpretation of

this statement implies that it is essential that facilities

must be built to standards that meet the requirements of

the GMPs and be demonstrated to meet these require-

ments. The process of validation is a key component

within the concept of QA and GMP. The consequence of

this for the facility designer is that he or she must use

design and engineering methods that will comply with

and demonstrate that the facility, when complete, does

meet the requirements of cGMPs.