ABSTRACT

This conclusion presents some closing thoughts on the key concepts discussed in the preceding chapters of this book. The book examines different types of securities disputes in each of these securities and futures markets and the way in which these disputes are dealt with. The discussion on the disputes in share issuing and trading market focuses on the disputes between investor principals and securities company agents. The disputes in most of the cases discussed are caused by acts of securities company agents, such as mistakes made by securities companies and the failure of securities companies to fulfill their duties under certain circumstances. Securities dispute resolution by the people's courts or through mediation and arbitration is taking place within China's overall administrative, economic, social, legal and political contexts. The resolution of securities dispute through mediation and arbitration reduces costs, saves time and has some other advantages over civil securities litigation, and so is beneficial to the development of China's securities market.