ABSTRACT

CONTENTS Paragraphs

A summary of the key features of the Scheme

A guide to the Acas Arbitration Scheme 1

Introduction 1-6

What types of cases does the Scheme cover? 7

Inappropriate cases 8-16

When to consider using the Scheme 17

Legal aid 18

Entry into the Scheme 19

Arbitration Agreement 19-23

Waiver 24

Terms of reference 25-27

Existing dispute 28

Checklist for a valid Arbitration Agreement 29

Notification to Acas of an agreement to go to arbitration under the Scheme 31-34

Invalid Arbitration Agreements 35

Time limit for notification of Arbitration Agreements 36

Withdrawal or settlement of cases before or during arbitration hearings 37

Withdrawal 37

Settlement 38-40

The Scheme in outline 41

Arrangements for the hearing 41

Appointment of an arbitrator 41-43

Removal of an arbitrator 44

Death and replacement of an arbitrator 45

General duty of the arbitrator 46

General duty of the parties 47-48

Consolidation of cases/combined proceedings 49

Agreeing the hearing date and venue 50-52

Applications for postponements of, or different venues for initial, and other, hearings 55

Non-attendance at the hearing 58

Assistance at the hearing 59

Use of the Welsh language 60

Travelling expenses/loss of earnings 61

Outline of procedure before the hearing 62-66

Requests for documents 67-69

Calling others to speak at the hearing 70-71

Requests for attendance of witnesses 72

Preliminary hearings and directions 73

Conduct of the hearing 74-84

Appointment of legal advisers for points of EC law and the Human Rights Act 1998 85-87

Court determination of preliminary points 88

How the arbitrator reaches a decision 89

Remedies available under the Scheme 90

Automatic unfairness 90

Reinstatement/re-engagement 91-95

Permanent replacement 96

Continuity of employment 97

Awards of compensation 98-99

The basic amount 100

Minimum basic amounts 101-02

Basic amount of two weeks’ pay in certain circumstances

(Sections 138 and 141 Employment Rights Act 1996) 103

Limits on the basic amount 104

Reductions to the basic amount 105

Compensatory amount 106

Reductions to the compensatory amount 107

Limits on the compensatory amount 108

Internal appeals procedures 109

Double recovery 110

Insolvency of employer 111

The form of the arbitrator’s award (decision) 112-13

Confidentiality of awards 116

Effect of awards 117

Enforcing awards 118-19

Interest 120

Appeals 121

Challenging the arbitrator’s award 122

Challenges on grounds of substantive jurisdiction 123-24

Challenges on grounds of serious irregularity 125-27

Appeals on questions of EC law and the Human Rights Act 1998 128-29

Immunity 130-31

Service of documents and notices on the Acas Arbitration Section 132

Territorial operation of the Scheme 133

Further information 134

Address of Acas Reader

Appendices

Appendix 1Employment tribunals and Acas arbitration: a comparison

Appendix 2 Suggested wording for inclusion in an Arbitration Agreement

Appendix 3 Standard arbitration hearing procedure

Appendix 4 Matters an arbitrator considers when calculating basic amounts

A SUMMARY OF THE KEY FEATURES OF THE SCHEME

Arbitration is a method for resolving a dispute in which an arbitrator’s decision is binding as a matter of law and has the same effect as a court judgment.